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Job Detail

Surveillance Officer(4+ Yrs)

Salary 16-20 Lpa

  • Gurgaon
  • 01 Apr 2020


JobRef TRC01042020001

 Role: -

● Undertaking daily post-trade surveillance monitoring on a timely basis to identify activity which may indicate possible market abuse or market integrity issues.

● Assisting with responding to regulatory requests for information.

● Assisting the regional and global compliance team in the strategic enhancements of the firm's surveillance platform.

● Reviewing and drafting internal procedures, policies and guidance where required.

● Conducting other ad-hoc project work as required by the regional or global compliance team.


● Experience in a trade surveillance role at a financial institution (e.g. investment bank, broker, trading venue/exchange, proprietary trading firm or regulator).

● Experience of designing, testing and calibrating surveillance models and parameters.

● Good knowledge of Market Conduct/Market Abuse rules and regulatory frameworks.

● Proven analytical skills, including the analysis of large amounts of order and trade data whilst maintaining attention to detail.

● The ability to work and prioritize independently coupled with the judgment to involve management with issues as needed.

● Excellent written and verbal communication skills.

● Strong Microsoft Excel/Google Sheet knowledge and skills.


Preferred Qualifications:

● Working knowledge of coding languages such as SQL and Python.

● Some exposure to technical aspects of high frequency/algorithmic trading.

● Project management experience.


Contact Person: - Sayana

Contact No. - 9711621736


Get in Touch

  • 101 & 101 A, 1st floor, D-Mall, Netaji Subhash Place, Pitampura, Delhi-34
  • 011- 41036660, 47075709