Connecting Talent with Opportunity

Job Detail

Technical Compliance Analyst (5-6 Yrs)

Salary 25 Lpa

  • Gurgaon
  • 02 Apr 2020

Consultant sayana.a@elementsmanpower.com

JobRef TRC01042020002

 Responsibilities:

● Working closely with internal and external stakeholders, including the firm’s senior management, to conduct and oversee a variety of tasks essential to both the day-to-day and strategic operation of surveillance program.

● Gathering project requirements from stakeholders within the global Legal and Compliance team.

● Writing and documenting technical specifications of surveillance reports and systems.

● Liaising with developers to build surveillance reports, identify and solve issues, and continuously improve surveillance processes.

● Produce management information reports and other ad-hoc statistical analysis.

● Identifying any gaps or inefficiencies in and helping to improve our current day-to-day surveillance workflows.

 

Qualifications:

● 3+ years of experience in a technical project management, business analyst or similar role at a financial institution (e.g. investment bank, broker, trading venue/exchange, proprietary trading firm or regulator).

● Experience of designing, implementing, and testing surveillance models/reports and parameters.

● Working knowledge of coding languages such as SQL and Python.

● The ability to work and prioritize independently coupled with the judgment to involve management with issues as needed.

● Excellent written and verbal communication skills.

● Strong Microsoft Excel/Google Sheet knowledge and skills.

Preferred Qualifications:

● Good knowledge of Market Conduct/Market Abuse rules and regulatory frameworks.

● Some exposure to technical aspects of high frequency/algorithmic trading.

 

Contact Person: - Sayana

Contact No. - 9711621736

Apply

Get in Touch

  • 101 & 101 A, 1st floor, D-Mall, Netaji Subhash Place, Pitampura, Delhi-34
  • 011- 41036660, 47075709
  • info@elementsmanpower.com